This document should be filled out by a manager regarding their model strategy and will
be used as a basis for the model’s fact sheet. This template questionnaire asks basic
questions, such as a description of the manager’s model strategy, investment approach,
research methodology, and allocation discipline. The form also requires a manager
profile for individual managers or for models that are to be managed in the name of a
firm. This document can be customized to fit the needs of a company seeking
information about model managers.
MODEL STRATEGY AND MANAGER PROFILE FORM
Please when form is completed click on email text in page 7 or by fax to 000 000 000.
If you plan to manage multiple models, complete section 1 for each model.
Once received our Manager Relations team will then schedule time to discuss with you in more detail enabling us to create your model on
www.yourdomain.com. Company reserves the right to amend all marketing copy at its sole discretion.
SECTION 1 - MODEL STRATEGY
The questions below allow us to learn about the strategy of your model. We will use this information to form the
basis of your model’s Fact Sheet. We may follow up directly with you to ask a few more questions.
(A) STRATEGY OVERVIEW
Describe the strategy of your model in no more than 100 words.
(B) INVESTMENT APPROACH
Describe your investment approach in no more than 100 words.
(C) RESEARCH METHODOLOGY
Explain your research methodology in no more than 100 words.
Describe your screening approach and data sources.
SECTION 1 - MODEL STRATEGY (continued)
(D) ALLOCATION DISCIPLINE
Describe your allocation discipline in no more than 100 words.
Explain your approach to diversification and allocation of securities within your portfolio (e.g. typical number of holdings, weightings, rebalancing
(E) SELL DISCIPLINE
Describe your process for closing positions in no more than 100 words.
Explain how you determine when to close a position whether based on rules or other factors.
Describe any exceptions to the strategy you have outlined in no more than 100 words.
(G) MISCELLANEOUS INFORMATION
Use this space to tell us anything else relevant not covered above. Include your general views on the markets, and include a ny distinguishing factors
which helps tell your unique story.
SECTION 2 - MANAGER PROFILE FOR INDIVIDUAL MANAGERS
Complete this section if your model is to be individually managed
MODELS TO BE MANAGED IN THE NAME OF A FIRM GO TO SECTION 3 ON PAGE 5
Only required when adding your first model - subsequent models will link to the same profile.
(A) PERSONAL INFORMATION
Short Display Name
First Name * Last Name * Date of Birth
(max 20 chars when site space limited)